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Glossary
 

Welcome to International Exchange Regulatory Agency

The International Exchange Regulatory Agency major policy consists of supervising, managing and implementing all federal securities laws which are related to Mergers and Acquisitions.

The International Exchange Regulatory Agency is involved in the promotion of correct and appropriate information and also interested in protecting the interests of the investors while interacting with corporate and legal organizations they meet and get involved during the process.

Following this policy, International Exchange Regulatory Agency is responsible for guaranteeing a successful transaction based on just and appropriate business rules.

The global integration of capital markets involves a great number of participants. As it provides the possibility of capital flows or the chance of taking personal advantage of some investors, the main objectives of International Exchange Regulatory Agency is to prevent violations of any kind while trading - asking all the entities involved for following the regulations established.

Reliability and ethical premises are the basics of a respectable and serious market development. Fraudulent activities damage not only the integrity of the market, but also destroy client's trust.

Federal and State legislations must be accepted, interpreted and put into practice by all the investors in order to achieve a proper and efficient administration of the Mergers and Acquisitions.

 

Best Practices to Develop Compli-
ance Procedures

The International Exchange Regulatory Agency announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and pro- cedures...

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Rule 144: Selling Restricted and
Control Securities

When you acquire restricted securi- ties or hold control securities, you must find an exemption from the SEC's registration requirements to sell them in the marketplace (In the event of a private acquisition please refer to section 1a at the bottom).
Rule 144 allows public resale of restricted and control securities if a number of conditions are met. This overview tells you what you need to know about selling your restricted...

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